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January 3, 2015
Florida Broker Fined and Suspended by FINRA for Improperly Exercising Discretion in Customer's Account

Fort Lauderdale-based Soreide Law Group obtained the following summation of information from FINRA's Website under "Disciplinary and Other Actions, December 2014." Dennis Todd Witthoeft (CRD #1631137, Wesley Chapel, Florida) was fined $5,000 and suspended by FINRA for 30 business days for allegedly improperly exercising discretion by effecting stock and option transactions in a single customer […]

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