FINRA barred securities broker Carlton Fletcher [CRD: 2455798, New York, New York], based on disclosures found on FINRA BrokerCheck. Evidently, Fletcher worked for Dinosaur Financial Group, L.L.C. from January 4, 2010, to April 11, 2024. Keep reading to discover more about Fletcher’s disclosures. FINRA Sanctioned Fletcher For Refusing To Provide Documents On January 24, 2025, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker David Karandos AKA David Karandos [CRD#: 1934119, Indianapolis, IN]. Evidently, investors disputed the sales practices of the securities broker, who worked for Dinosaur Financial Group. Additionally, the securities broker discloses a regulatory enforcement action. However, Karandos denies the allegations of sales practice violations. […]