Shearson Financial Clients Voice Concerns About Broker Douglas Ellman's Trading Practices The Financial Industry Regulatory Authority (FINRA) provides new information regarding securities broker Douglas Keith Ellman (CRD#: 1673088, Boca Raton, Florida). Namely, the securities broker, who worked for Shearson Financial Services beginning in June 2003, is involved in three investor disputes where investors allege sales […]