Soreide Law Group, based in South Florida, recently obtained the following information from FINRA’s website listed under, “Disciplinary and Other FINRA Actions, November, 2016.” DOUGLAS W. STUDER (CRD# 4440047 Ft. Lauderdale, Florida) Alternate Names: DOUG STUDER was recently barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Douglas […]

Former broker DOUGLAS W. STUDER (CRD# 4440047) Alternate Names: DOUG STUDER has been barred recently by FINRA for refusing to appear for on-the-record testimony as requested by FINRA.  Studer was allegedly involved in an investigation into whether he had violated his employing member firm's policy by being named in an elderly client's estate documents to […]