EDWARD EARL MATTHES (EDWARD MATTHES, ED MATTHES) CRD#: 2788055, formerly of  MUTUAL OF OMAHA INVESTOR SERVICES, INC of OCONOMOWOC, WISCONSIN, has agreed to settle with the SEC. The former broker was accused of defrauding 26 of his mostly elderly clients, out of approximately $2.4 million between April of 2013 and March of 2019. According to […]

On March 22, 2019, EDWARD EARL MATTHES (ED MATTHES) CRD#: 2788055, a former independent contractor for Mutual of Omaha in Oconomowoc, Wisconsin, was barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm. Additionally, ED MATTHES has been permanently barred, according to a cease and desist order, from The Wisconsin […]