On November 17, 2020, Efrain Balderrama Trujillo (Efrain Trujillo, CRD #3106482, West Hills, California), an Acceptance, Waiver and Consent (AWC) was issued by FINRA in which Trujillo was barred from association with any FINRA member in any principal capacity and fined $20,000. Without admitting or denying FINRA’s findings, Efrain Trujillo consented to the sanctions and […]