Thomas O. Mikolasko, a former broker with HFP Capital Markets was fined $75,000 and suspended for 18 months by FINRA. Mikolasko allegedly engaged in activity to facilitate the sale of $3 million in Senior Secured Zero Coupon Notes to 58 customers of HFP. The notes were sold for Metals Millings and Mining LLC (MMM). These […]
Thomas O. Mikolasko, a former broker with HFP Capital Markets was fined $75,000 and suspended for 18 months by FINRA. Mikolasko allegedly engaged in activity to facilitate the sale of $3 million in Senior Secured Zero Coupon Notes to 58 customers of HFP. The notes were sold for Metals Millings and Mining LLC (MMM). These […]
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