Soreide Law Group has filed a FINRA arbitration, on behalf of their client (Claimant), against WELLS FARGO ADVISORS, LLC. The Claimant, in his mid-sixties, retired, and from Louisiana, transferred his retirement account from UBS to Wells Fargo with registered representative, Keith Fontenot CRD# 2296303. The Claimant stated, and was accurately recorded, that his risk tolerance […]

Soreide Law Group recently filed a FINRA arbitration on behalf of their clients (Claimants) against: J.J.B. HILLIARD, W.L. LYONS, LLC (HILLIARD LYONS) The Claimants, a married and retired couple from Kentucky, both maintained their IRA accounts and one joint account with a HILLIARD LYONS registered representative. The Claimants were looking to maintain a conservative portfolio […]

Soreide Law Group, based in Florida, has filed a FINRA arbitration on behalf of our clients (Claimants) against:          RAYMOND JAMES & ASSOCIATES, INC.,         & registered representative SCOTT ALLEN SIBLEY (CRD# 15239819) (Respondents) The Claimants, a retired married couple from Florida, took the full cash benefit of their retirement which was nearly $1 million.  Allegedly, […]