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October 12, 2026
Humberto Sirvent, Former Entoro Broker, Suspended By FINRA For Failure To Respond

Humberto David Sirvent (CRD: 4866746), a former Entoro Securities LLC broker based in Houston, Texas, worked with the firm from May 16, 2016, through October 17, 2025. His FINRA BrokerCheck record includes a regulatory action, a disclosure concerning his departure from Entoro, and two client complaints. Here’s how those matters unfolded. FINRA Suspended Sirvent Over […]

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