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February 18, 2013
New York Broker Fined and Suspended by FINRA for Charging Excessive Fees to Clients

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, February, 2013.” Enver Rahman Alijaj (CRD #4943780, Registered Representative, New York, New York) was fined $7,500 and suspended from association with any FINRA member in any capacity for two months. Without admitting or denying FINRA's findings, Alijaj consented to the described sanctions […]

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