Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
November 8, 2024
ERIC JAMES STONE Barred by FINRA

On 3/2/2023, ERIC JAMES STONE, formerly with FIDELITY BROKERAGE SERVICES LLC of Jacksonville, Florida, was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm. Stone was previously registered both as a broker and as an investment adviser.  He was with Fidelity from 02/18/2008 - 06/29/2021. According to the […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved