Investors potentially experienced sales practice violations by securities broker Arnold I. Irwin Alpert [CRD: 3919, Phoenix, Arizona], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Alpert worked for UBS Financial Services Inc. from August 17, 2006, to January 6, 2025, and was previously registered with Salomon Smith Barney Inc. earlier in his […]

Investors might have sustained losses due to Stephen Brandon Anderson [CRD: 4062846, Mount Juliet, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Anderson worked as a financial advisor for River Source Wealth Management LLC from August 2009 to March 2017. Continue reading to learn more about the disclosures surrounding Anderson’s conduct […]

Broker Vincent Virga Involved In Madison Avenue Securities Client Disputes About Alternative Investments The Financial Industry Regulatory Authority contains new information in regard to securities broker Vincent Anthony Virga (“Vincenzo Virga”) (CRD#: 5070668, Bayonne, New Jersey). Namely, it appears that two investors filed disputes alleging unsuitable recommendations by Virga when he worked for Madison Avenue […]