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May 25, 2017
Former broker from The Oak Ridge Financial Services Group of Golden Valley, Minnesota, Phillip Hinze, Fined and Suspended by FINRA

Soreide Law Group obtained the following from FINRA’s Disciplinary Report of May 2017: PHILLIP RUSSELL HINZE (CRD #4494915, Mendota Heights, Minnesota) was assessed a deferred fine of $5,000 and suspended from association with any FINRA member for one month for allegedly placing four orders over a one-week period to buy securities for a client without […]

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