Cory Ward Taylor, Registered Representative, CRD No. 4397111, was fined $15,000 and suspended for six weeks by FINRA. According to FINRA's investigation, Cory Taylor purchased Facebook stock on May 18, 2012, the day of the IPO, in 54 accounts for 44 different client groups, some who had multiple accounts. Taylor spoke to 30 of his […]

 It was announced this week that the boards of NASDAQ OMX Group and The NASDAQ Stock Market are seeking a review by the Securities and Exchange Commission of a one-time voluntary accommodations program for members who were disadvantaged by technical problems that happened during the Facebook (FB) IPO on May 18. The technical problems have been remedied according to an […]