FINRA is pursuing an enforcement action against securities broker Christopher James Christensen [CRD: 7680869, Issaquah, Washington], according to disclosures on FINRA BrokerCheck. According to the regulator, Christensen worked for Airlink Markets LLC from October 18, 2023, to March 20, 2024. FINRA has alleged that Christensen failed to provide documents and testimony as part of an […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Scott Jay Matalon [CRD: 4637378, New York, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Matalon worked for Ameriprise Financial Services LLC from May 31, 2013, to August 16, 2019. He then worked […]

Paul Edward Soll (CRD#: 430284) was barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm on July 12, 2018. The Financial Industry Regulatory Authority Inc. barred Paul Soll for allegedly failing to provide FINRA with information about his trading activity while he was employed by Financial West Group in […]