Financial Industry Regulatory Authority (FINRA) barred securities broker Robert Steven Meyer [CRD: 3074785, Point Pleasant Beach, New Jersey], and some of his former clients complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Meyer worked for Monmouth Capital Management LLC from July 25, 2018, to June 9, 2023. Here’s more on […]

Financial Industry Regulatory Authority (FINRA) barred securities broker Joseph Samuel Vanelli III [CRD: 6656001, Ambler, Pennsylvania], according to disclosures on BrokerCheck. Evidently, Joseph Vanelli worked for Vanderbilt Securities LLC from January 27, 2022, to December 18, 2023, and for Fortune Financial Services Inc. from December 22, 2021, to December 31, 2021, and from September 19, […]

The following appeared on FINRA's website under, "“Disciplinary and Other FINRA Actions, September, 2012.” Andrew Glen Rosenberg (CRD #2944124, Registered Principal, Weston, Florida) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $10,000 and suspended from association with any FINRA member in any capacity for three months. Without admitting or denying […]