Brian Harris Brunhaver (CRD# 2498928 Snomish, WA) has been barred by FINRA for allegedly sending and receiving business-related e-mails on his personal e-mail account, which is against his member firm’s policies. Allegedly these emails sent by Brunhaver to his client contained false statements about a real estate investment trust (REIT). These statements incorrectly assured the […]

WASHINGTON — From the FINRA Newsroom, it was announced that The Financial Industry Regulatory Authority (FINRA) has filed a complaint against David Lerner & Associates, Inc. (DLA), of Syosset, NY, charging the firm with soliciting investors to purchase shares in Apple REIT Ten, a non-traded $2 billion Real Estate Investment Trust (REIT), without conducting a […]