Securities Broker Arieh Israel Barred By FINRA, Facing NYLife Client Complaint Notably, FINRA barred securities broker Arieh Israel (CRD#: 6481347, New York, New York) as a securities broker to resolve allegations of misuse of investor funds. Not only that, but Israel, who worked for NYLife Securities from October 2016 to February 2020, is facing investor […]

The following information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Ronald Allen Bundy (CRD #5964805, Registered Representative, Raeford, North Carolina) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Bundy consented to the described sanction and to the entry of findings that […]