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July 23, 2014
Orlando Broker Fined and Suspended Over Hedge Fund

Fort Lauderdale, Florida, based Soreide Law Group, (888) 760-6552, has obtained the following summary of information from FINRA’s website, under “Disciplinary and Other FINRA Actions, July, 2014.” Kevin Anthony Tuttle (CRD #2414158, Orlando, Florida) was fined $50,000 and suspended by FINRA for two years. Tuttle, as an outside business activity, obtained permission from his firm […]

April 15, 2013
New York Rep Barred by FINRA for Fraudulent Scheme

The Soreide Law Group, PLLC, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, April, 2013.” Roman Jerzy Sledziejowski (CRD #3141438, Registered Principal, Ossining, New York) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Sledziejowski […]

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