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December 19, 2016
FINRA Censures and Fines Houlihan Capital and Andrew Smith of Chicago

Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website located under “Disciplinary and Other FINRA Actions, December 2016.” Houlihan Capital, LLC (CRD #156028, Chicago, Illinois), and Andrew David Smith (CRD #2433015, Clarendon Hills, Illinois) also known as Andy Smith Houlihan Capital was censured and fined $25,000, $5,000 of which is joint and several […]

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