FINRA barred securities broker Jeffrey Alan Arbeit [CRD: 6603428, Austin, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, Jeffrey Arbeit worked for Farmers Financial Solutions LLC from March 11, 2016 to March 7, 2025. Read the following sections to find out more about the disclosures concerning Arbeit’s conduct and FINRA’s subsequent […]

FINRA expelled John Petrone [CRD: 5634972, Willowick, Ohio], according to disclosures on FINRA BrokerCheck. Evidently, John Petrone was employed by Farmers Financial Solutions LLC from March 16, 2009, to December 31, 2022. Here’s more about the regulatory actions involving John Petrone. Regulatory Action Against Petrone Concerned Trading In Elder Client’s Account FINRA barred Petrone on […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred financial losses due to the actions of Thomas Simpson (also known as Phillip Simpson) (CRD: 5335897, Clifton, TX). Specifically, Simpson worked for Farmers Financial Solutions, LLC in Clifton, TX, from July 30, 2007, to March 28, 2023. Notably, FINRA […]

Soreide Law Group has learned of possible investor claims against securities broker Cory Tinsley (CRD: 4434244, Rochester, New York). Particularly, FINRA sanctioned the securities broker, who worked for Farmers Financial Solutions LLC. Allegedly, Tinsley failed to respond to FINRA’s request for information. Not only that, but Farmers Financial Solutions terminated his registration. Here is a […]

Transamerica And Farmers Clients File Disputes Alleging Damages Caused By Broker Debbie Herrmann Investment loss recovery counsel at Soreide Law Group provides this update on securities broker Deborah Lynn Herrmann (AKA Debbie Herrmann and Debbie Gniech) (CRD#: 5204514, Wheaton, Illinois), who discloses information about a regulatory action and investor dispute on Financial Industry Regulatory Authority […]

Farmers Financial Solutions Broker Kirk Bertsch Faces Investor Dispute, FINRA Sanctions For Woodbridge Transactions The Financial industry Regulatory Authority (“FINRA”) reveals that an investor disputed the sales practices of securities broker Kirk James Bertsch (CRD#: 4132889, Spearfish, South Dakota). The securities broker worked for Farmers Financial Solutions as a securities broker from 2008 to 2018, […]