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July 22, 2013
Morgan Keegan & Company Censured and Fined by FINRA over Fictitious SBA Loan Pool Trades

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Morgan Keegan & Company, Inc. (CRD #4161, Memphis, Tennessee) was censured and fined $60,000. Without admitting or denying the findings, the firm consented to the described sanctions and […]

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