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September 8, 2014
Pennsylvania Financial Advisor Accused of $120K Theft from Elderly Client

Frank C. Stewart, 48, of Ramey, Pennsylvania is facing charges of two counts of forgery, theft by unlawful taking, and theft by deception. He’s is accused of stealing $120,000 from an elderly client. Stewart is currently free on $25,000 unsecured bail. Allegedly, Stewart, without authorization, withdrew $120,000 from his 74 year-old client's Sun Life Financial […]

September 2, 2014
Former Texas Financial Advisor Pleads Guilty to Wire Fraud

REDONDA L. RUSSELL (CRD# 2352819) 66 years-old, former Fort Worth investment advisor, plead guilty to a wire fraud charge. According to the US Attorney's office, Russell targeted the inactive accounts of her clients from First Command Financial Planning, Inc. of Fort Worth, nearly half of whom were dead, for more than $316,000. By targeting inactive […]

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