The Logan Group Securities [CRD: 40259, Roseville, California] was sanctioned in a FINRA Letter of Acceptance, Waiver and Consent issued on July 27, 2026. The record names the firm as Logan, Kevin Christopher dba The Logan Group Securities. The AWC appears in FINRA's Disciplinary and Other FINRA Actions report for September 2026.

Brown Associates, Inc [CRD: 5049, Chattanooga, Tennessee] was sanctioned in a FINRA Letter of Acceptance, Waiver and Consent issued on July 20, 2026, over due diligence on private placement offerings. The AWC appears in FINRA's Disciplinary and Other FINRA Actions report for September 2026.

Centaurus Financial, Inc [CRD: 30833, Anaheim, California] entered into a Letter of Acceptance, Waiver and Consent with FINRA addressing supervisory failures tied to variable annuity exchange recommendations, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026.