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April 26, 2012
FINRA PROPOSES TO RAISE FEES ON BROKER-DEALERS

The Financial Industry Regulatory Authority Inc., also known as FINRA, plans to raise number of user fees it charges broker-dealers to help cover a "significant loss" from last year, said chief executive Richard Ketchum in an InvestmentNews article by Dan Jamieson, from April 24th., 2012. "The broader economic downturn continues to affect trading volumes and industry […]

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