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January 17, 2012
Did You Invest in These Oil and Gas Offerings?

Soreide Law Group, PLLC, is currently investigating the following oil and gas deals: KBS REIT, DBSI, BDA Bradford Drilling, United Development Fund, Leaf Equipment Leasing Fund, Cypress Equipment Fund, Net REIT, REEF Income and Development Fund, and Waveland Drilling Partners. Investors can file arbitration claims, as an option if they have been victimized by these products, if the investments were recommended […]

January 16, 2012
Did You Invest in These TIC/DST Offerings?

 Soreide Law Group, PLLC, is currently investigating the following TIC/DST Offerings. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment. call 888-760-6552 for a free consultation. TIC/DST Offerings - ArciTerra Strategic Retail - Park Lee Bluerock Mesa Ridge Apartments DST PASSCO - […]

January 16, 2012
Did You Invest in These Oil & Gas/Alternative Energy Offerings?

Soreide Law Group is investigating the following oil & gas/alternative energy offering investments. If your stock broker or financial advisor recommended any of the following investments and you sustained a significant loss of your investment. Call 888-760-6552 for a free consultation.   - Oil & Gas//Alternative Energy Offerings -   Adwar Drilling Fund I, LP […]

January 15, 2012
Is Wall Street’s Justice Fair?

William D. Cohan, a former investment banker and author, for the Bloomberg View, recently wrote that there has been a fair amount written recently about various institutional cartels that are thriving in the U.S. despite antitrust laws designed to prevent their existence. Unbeknownst to the millions of people who interact with Wall Street every day […]

January 11, 2012
Have You Invested in These Real Estate Equity/Mortgage Projects/Funds?

Soreide Law Group, PLLC,  is currently investigating the following investments. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment, call 888-760-6552 for a free consultation.  AgraShares Fund III, LLC Americap Distressed Real Estate Fund I Avere Medical Real Estate Fund I, LP […]

December 20, 2011
Evan Taber, Plantation, FL, Barred by FINRA for Misappropriation of Funds

Evan Taber (CRD #1892751, Registered Representative, Plantation, Florida)   was barred from association with any FINRA member in any capacity.   This sanction was based on findings that Taber intentionally converted or misappropriated customer funds. These findings stated that Taber discussed with a customer an investment that would yield a 15 percent rate of return […]

December 19, 2011
Boca Raton Rep, Alan Goddard, Jr., Fined and Suspended by FINRA

Alan David Goddard Jr. (CRD #3019681, Registered Representative, Boca Raton, Florida)   has submitted a Letter of Acceptance, Waiver and Consent in which he was fined $10,000 and suspended from association with any FINRA member in any capacity for 45 days. This fine must be paid either immediately upon Goddard’s reassociation with a FINRA member […]

December 8, 2011
DeWaay Financial Network Facing Bankruptcy Because of DBSI Lawsuits

In an InvestmentNews.com article by Bruce Kelly, he writes that failed private placements issued by Medical Capital Holdings Inc. and Provident Royalties LLC have forced dozens of broker-dealers to close, be sold or seek bankruptcy protection. Failed real estate tenant-in-common syndicator DBSI Inc. is threatening to have the same result, with DeWaay Financial Network LLC […]

December 1, 2011
Oregon Fines LPL Financial Over Risky Sales to Elderly Clients

The brokerage, LPL Financial, LLC, was fined $100,000 November 22, 2011,  by the State of Oregon for failing to supervise a broker that sold high-risk oil and gas partnerships to clients, many of whom were elderly. According to the Oregon Department of Consumer and Business Services, a former LPL representative, Jack Kleck, sold the oil and gas investments […]

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