Former securities broker Andrew Stephen Walters (CRD: 7291210), who is located in Lexington, Kentucky, has faced a regulatory investigation by the Financial Industry Regulatory Authority (FINRA), according to BrokerCheck disclosures. Walters worked for First Kentucky Securities Corporation from February 29, 2024, to December 6, 2024. He previously worked for Charles Schwab Inc. from May 25, […]