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May 18, 2018
Miami Broker, FRANCISCO JOSE ORTIZ, Formerly of Wells Fargo Suspended and Fined by FINRA

FRANCISCO JOSE ORTIZ (CRD#: 4677135 ), formerly with Wells Fargo Advisors in Miami, was suspended by FINRA for one month and fined him $5,000 for allegedly processing a fraudulent wire transfer request from an imposter posing as a client, according to FINRA. At the time of the allegations, FRANCISCO JOSE ORTIZ was a registered representative […]

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