Soreide Law Group Investigating GARY HAMMOND of Charlotte North Carolina Soreide Law Group is evaluating possible claims of sales practice violations against MetLife securities broker Gary Hammond (CRD#: 2660432, Charlotte, North Carolina). Notably, the Financial Industry Regulatory Authority (“FINRA”) shows that at least nine investors complained about Hammond. Eight complaints come after MML Investors Services […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Conrad Tambalo Bautista (CRD #1582353, Registered Representative, McKinney, Texas) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Bautista consented […]