Sergey Pustelnik (CRD #4439199, Jersey City, New Jersey) was barred by FINRA for refusing to produce FINRA requested emails in his possession, custody and control, as part of an investigation into, among other things, certain suspicious trading activities occurring through a member firm. FINRA's findings stated that Pustelnik refused to produce a copy of a […]

FLORIDA INVESTORS, KNOW YOUR RIGHTS! Do you know that all Florida investors have the right to bring claims against their brokers or financial advisors to the Financial Industry Regulatory Authority, also know  as FINRA?  Know your rights under the Florida Investment Protection Act 517.301.                     The following is from the: 2011 Florida Statutes   517.301 Fraudulent transactions; falsification […]