FREDERICK SCOTT LEVINE (FRED LEVINE) CRD#: 1765119, a former Oppenheimer broker, currently with RBC Wealth Management of Florham Park, New Jersey, agreed to a $5,000 fine and a 3 month suspension from FINRA, for allegedly encouraging clients to prematurely sell unit investment trusts (UITs) and use the proceeds to buy new UITs in violation of […]