Soreide Law Group is investigating potential claims involving former Freedom Investors Corp registered representative, Kevin F. Harrington. Upon information and belief, Mr. Harrington sold Freedom Investors Corp clients the Hennessey Financial Monthly Income Fund without his firm’s approval. The SEC has alleged that the Hennessey Fund never had any meaningful income and was using new […]

Soreide Law Group, PLLC, a Securities Arbitration Law Firm, (888) 760-6552, found the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, March, 2013.” Robert Keith Brooks aka Robert Keith Stuart (CRD #1571789, Registered Principal, Miami, Florida) was fined $7,500 and suspended from association with any FINRA member in any capacity for two […]