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November 7, 2017
FSC Securities Corporation of Atlanta, Fined, Censured, and Ordered to Pay Restitution by FINRA Over Non-Traditional ETF Sales

Soreide Law Group obtained the following information on FINRA’s website, which is available to the public, in the October 2017 Disciplinary Report on the following firm: FSC Securities Corporation (CRD #7461, Atlanta, Georgia) was censured, fined $100,000, and ordered to pay $492,485.33 in restitution to clients by FINRA for allegedly executing approximately 6,500 purchases of […]

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