Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Gary Francis Harpe [CRD: 2983634, Farmington Hills, Michigan]. Harpe worked for PFS Investments Inc. from February 1998 to January 2023 before being barred by FINRA. Recent disclosures raise concerns regarding Harpe’s professional conduct, leading to regulatory action and criminal allegations. Regulatory Actions and Sanctions […]

Financial Industry Regulatory Authority (FINRA) brought a complaint against securities broker Gary Francis Harpe [CRD: 2983634, Farmington Hills, Michigan] for obstructing an investigation, according to disclosures on BrokerCheck. Evidently, Gary Harpe worked for PFS Investments Inc. from February 5, 1998, to January 10, 2023. Here’s an overview of the securities broker’s disclosures. FINRA Charged Harpe […]