Investors potentially experienced sales practice violations because of securities broker Brent Stanley Pine [CRD: 1618007, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brent Pine worked for Geneos Wealth Management Inc. from March 17, 2010, to October 8, 2021, and later joined Cetera Advisor Networks LLC from October 1, 2021, to […]

The Financial Industry Regulatory Authority (FINRA) reports client disputes involving securities broker Joseph Harold Sterling (CRD#: 1101378, Apple Valley, Minnesota). Three of those disputes concern Sterling's actions while he worked for Geneos Wealth Management Inc., and one of the disputes concerns Sterling's actions with SunAmerica Securities Inc. Let's take a closer look at the allegations […]

Securities Broker Rich Braverman Is Involved In Geneos Wealth Management Client Disputes Soreide Law Group has come across important information in regard to securities broker Richard Mark Braverman (CRD#: 1023227, Lancaster, Pennsylvania). Namely, two of Braverman’s clients brought investment disputes about him. These dispute allege that Braverman caused them to experience investment losses by way […]

Geneos Broker Joe Sturniolo Possibly Caused Investor Losses Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for Geneos Wealth Management securities broker Joseph “Joe” Sylvester Sturniolo (CRD#: 1094557, Denver, Colorado) contains alarming information from clients of Geneos and First Allied Securities. Evidently, Sturniolo has worked for Geneos Wealth Management since 2006 in Denver, […]

Geneos Clients Indicate That Michael Osland Sold Unsuitable Investments Soreide Law Group is reviewing the possible advancement of investor lawsuits against securities broker Michael John Osland (CRD#: 1791642, Scottsdale, Arizona). Namely, the securities broker has been involved in two investor disputes involving allegations of his sales practice violations at Geneos Wealth management where he has […]

Geneos Wealth Management's Michael Osland Allegedly Gave Bad Advice Soreide Law Group is evaluating possible investor claims against Geneos Wealth Management securities broker Michael Osland (CRD#: 1791642, Scottsdale, Arizona). Namely, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for Osland shows that three clients filed disputes against him. Read on to learn more about what […]