STEVE PAGARTANIS Liable For Misrepresenting Investments The Financial Industry Regulatory Authority (“FINRA”) disclosed on June 26, 2019, that a FINRA Arbitration Panel issued an Award in FINRA Arbitration #: 18-01353, requiring that Cadaret, Grant Co. Inc. securities broker Steven Pagartanis (CRD#: 1955579, Setauket, New York) pay $1,462,000 in compensatory damages to a Cadaret client who […]

STEVEN PAGARTANIS (STEVE PAGARTANIS) CRD#: 1958879, a 58 year-old former financial advisor was charged with two counts of first-degree larceny and two counts of second-degree larceny by the Suffolk County, New York prosecutors. A separate action was filed by the Securities and Exchange Commission (SEC) in the Federal District Court in Brooklyn, New York. This […]