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February 2, 2015
Maryland Broker Barred by FINRA for Alleged Conversion of Elderly Client's Funds

George Wayne Hoffman (CRD #5068220, Parkville, Maryland) was barred by FINRA for allegedly converting $17,000 from an elderly client for his own benefit, without the client’s knowledge or authorization. FINRA's findings stated that Hoffman used falsified letters of authorization (LOAs) to cause his firm to transfer money from the client’s account at the firm to […]

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