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August 28, 2013
Coral Gables, Florida Broker Barred by FINRA for Impersonating Customer to Access His Account

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Giancarlo Ciocca (CRD #4252148, Registered Representative, Coral Gables, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ciocca consented to the […]

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