Kalos Clients Might Have Been Sold Unsuitable, Misrepresented GPB Funds Soreide Law Group is reviewing possible investor disputes in regard to financial advisor Jason James Mosher (CRD#: 3070810, Canandaigua, New York). Namely, FINRA BrokerCheck indicates that securities brokers at Kalos Capital possibly sold unsuitable investments including GPB Funds. In fact, investor disputes involving one or […]

KRISTIAN L FINFROCK (CRD#: 5421676) currently listed with KALOS CAPITAL, INC. of Evansville, Wisconsin, has been named in a FINRA complaint for allegedly selling alternative and risky investments, mainly GPB Capital.  According to reports, Finfrock also sold other alternative investments and non-traded REITs.  Some of these alleged products were: Cottonwood Residential, HPI Real Estate Opportunities […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: KALOS CAPITAL, INC. (Respondent).   The Claimants are a married couple living in Virginia.  According to the lawsuit, the Claimants met in 2016 with KALOS CAPITAL brokers, to discuss retirement planning. The Claimants were looking for a moderate risk investment […]

According to a recent article in InvestmentNews, financial advisors and broker/dealers who sold $1.5 billion of the high-risk private placements offered by GPB Capital Holdings should be prepared for the worst. Last year, GPB Capital Holdings was supposed to file a "Form 10" with the Securities and Exchange Commission (SEC) and begin making financial disclosures […]