Title goes here Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) shows that four or more investors disputed the sales practices of Darren Kubiak (CRD#: 1239086, Alpharetta, Georgia). Namely, clients indicate that the securities broker, who worked for Kalos Capital, Inc. from 2007 to 2019, acted negligently. Supposedly, Kubiak sold clients unsuitable investments and was […]

The FBI investigation into GPB Capital Holdings made headlines last week.  However, the investigation by New York City regulators who oversee the private trash industry perked the interest of the press. GPB Capital buys businesses through the money raised by brokers and financial advisors selling GPB private placements to their clients. With 4,000 retail investors, […]

Soreide Law Group is investigating GPB Capital Holdings LLC (GPB) and/or several of the independent broker/dealers who sold GPB private placements. GPB Capital Holdings, LLC (GPB) is a New York-based alternative asset management firm focusing on acquiring income-producing private companies from various industries including automotive, waste management, and middle market lending. In December of 2018, […]