The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Mark Martino (CRD: 1010228, White Plains, New York). Not only has FINRA sanctioned Martino for failing to perform due diligence, but investors disputed the sales practices of the securities broker. However, Martino denies the allegations. Read on to learn more about the allegations […]

Uhlmann Broker John Hoidas Apparently Sold Unsuitable Alternative Investments Investor Alert! FINRA BrokerCheck reports serious problems regarding a securities broker and financial advisor by the name of John James Hoidas (CRD#: 1937971, Chicago, Illinois). Evidently, Hoidas worked for Uhlmann Price Securities and Uhlmann Investment Management from 2013 to 2020. In July 2020, he joined Chicago […]

Broker Steve Netzel Allegedly Recommended Unsuitable Alternative Investments Soreide Law Group is reviewing possible claims of unsuitable sales or recommendations by securities broker Steve Netzel (CRD#: 2863170, Sun Lakes, Arizona). Namely, at least one client of Kalos Capital challenged Netzel’s investment recommendations suggesting that he gave bad advice. Also, Arizona Corporation Commission censured him from […]

Clients Indicate Kalos Capital Broker Eric Weschke Sold Bad BDCs and GPB Funds Soreide Law Group is looking into potential investor disputes against securities broker Eric Weschke [CRD#: 2486324, Setauket, New York]. Supposedly, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that at least 14 clients took issue with the securities broker, who joined Kalos Capital […]

Soreide Law Group was recently contacted by a former client of MICHAEL PACKMAN (CRD#: 2518120), who purchased multiple GPB Captial investments while Packman was with AXIOM CAPITAL MANAGEMENT, INC. of Westbury, NY. We are investigating possible claims against MICHAEL PACKMAN and the sale of GPB.  Packman is no longer registered as a broker or financial […]