Investors potentially experienced sales practice violations by securities broker Brian Dunn [CRD: 4574012, San Francisco, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brian Dunn worked for Mercury Investment Services LLC from March 14, 2024, to January 22, 2025, and previously worked for Growth Capital Services Inc. from June 4, […]

Investors potentially experienced sales practice violations because of securities broker Dennis Michael Azary [CRD: 2384263, Tampa, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Dennis Azary worked for Growth Capital Services Inc. from May 4, 2012, to February 8, 2022. He has since held registrations with Finalis Securities LLC in Daly […]