Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Matthew Jason Childs (also known as Matt Childs) [CRD#: 3110916, San Francisco, California]. Childs worked for Portsmouth Financial Services from February 2016 to December 2024. Recent disclosures reveal concerns about Childs’ conduct, including allegations of unsuitable recommendations and regulatory sanctions. FINRA Brings Regulatory Action […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Thomas Brian Swan [CRD#: 1698430, Westlake Village, California]. Swan has been registered with Western International Securities, Inc. since May 27, 2008, and has over 36 years of experience in the securities industry. Recent disclosures reveal concerns about Swan’s conduct, including allegations of unsuitable recommendations, […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Kyle William Chapman [CRD: 6303483, Henderson, Nevada]. Kyle Chapman worked for American Trust Investment Services from November 2020 to July 2022 and WestPark Capital, Inc. from August 2018 to October 2020. Recent disclosures reveal concerns about Chapman’s conduct, including allegations of unsuitable investment recommendations […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker / financial advisor Patrick Michael Egan [CRD: 2973478, Glendora, California]. Egan has worked for Western International Securities Inc. as a securities broker since January 22, 1998, and as a financial advisor since July 30, 2007. Evidently, Egan has faced client disputes concerning his conduct […]

BILLY JAMES AYCOCK, is currently listed with CABIN SECURITIES, INC. of Overland Park, Kansas since December of 2023, both as a broker and as an investment advisor. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, BILLY JAMES AYCOCK has been in the securities industry for 23 years and was listed with 11 […]

ROBERT M DECHICK (ROBERT MICHAEL DECHICK) is currently registered, since 2012, with D.H. HILL SECURITIES, LLLP of Clemont, Florida.  Soreide Law Group is currently investigating claims of alleged sales of GWG L Bonds to clients. In April of 2022, GWG Holdings, Inc. filed for Chapter 11 bankruptcy. GWG had issued $1.6B of life settlement-backed bonds […]

Investors might have sustained losses due to securities broker Sterling Carmen Hirsch [CRD: 4867105, Yucaipa, California], and a regulator fined him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hirsch worked for First Allied Securities Inc. from November 15, 2013, to November 7, 2018. He also joined Infinity Financial Services in 2018 […]

Securities lawyers at Soreide Law Group are looking into potential investor claims on behalf of those who potentially incurred losses from Alan M. Mason [CRD: 1302190, New York, New York]. Mason's affiliations include Bradley Woods Co. Ltd. since March 13, 2023, and prior associations with Westpark Capital Inc., among other firms. Investors who have interacted […]

Soreide Law Group, based in Florida, has filed a FINRA arbitration on behalf of our client (Claimant) against: NEWBRIDGE SECURITIES CORPORATION (Newbridge), and their registered representative, DEAN ROBERT NOWAK (Dean Nowak) (Respondents). The Claimant is a retiree living in Florida with her husband who is also elderly and retired.  The Claimant was looking for safe, […]