H. Beck, Inc. Brokers Report Alleged Misconduct Affecting Customers H. Beck, Inc. (Rockville, Maryland) is an investment advisor registered with the Securities and Exchange Commission (SEC#: 31165) and brokerage firm regulated by Financial Industry Regulatory Authority (“FINRA”) (CRD#: 1763). As of January 2019, the firm has disclosed 18 regulatory events. Namely, those events concern a […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Robert John Beihoff (CRD #2986562, Registered Representative, Brookfield, Wisconsin) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Beihoff consented […]