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October 13, 2026
Harvey Brode, Former Securities America Broker, Sanctioned By FINRA For Unsuitable Trading

Harvey Alan Brode [CRD: 31169], a former securities broker in Southfield, Michigan, was sanctioned by the Financial Industry Regulatory Authority (FINRA), according to BrokerCheck. Brode was registered with Park Avenue Securities LLC from July 31, 2026, until October 2026. He was also registered with Osaic Advisory Services LLC from November 8, 2024, to August 4, […]

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