Jeremiah Beguesse (CRD: 6121650), a former securities broker in Atlanta, Georgia, is among the defendants in an SEC case involving alleged misuse of investor funds and possible investor losses. Beguesse worked with Alexander Capital L.P. from May 2020 through August 2021. Here's a closer look at the allegations and his alleged role. SEC Alleges Jeremiah […]

FINRA, the Financial Industry Regulatory Authority, is investigating independent broker-dealers that sold variable annuities with subaccounts invested in hedge funds that resulted in $18 million in client losses during the credit crisis writes Bruce Kelly in a recent article for InvestmentNews.com. FINRA has been investigating the sale of a variable annuity issued by Sun Life […]