Soreide Law Group is investigating claims into Kenneth R. Miller, who was selling the True North Fund while at NFP Securities. Kenneth Miller entered into an Acceptance, Waiver, and Consent ("AWC" 2011029137801) with the Financial Industry Regulatory Authority, also known as FINRA, for his role in the sale of the True North Fund a/k/a Hennessey […]

A Minnesota attorney and two San Francisco-area hedge fund promoters defrauded investors of more than $21 million by concealing the financial collapse of the fund's only borrower. The individuals raised more than $21 million from investors in the Capital Solutions Monthly Income Fund after the fund's sole business partner, Hennessy Financial, defaulted in May 2008, […]

Soreide Law Group is investigating potential claims involving former Freedom Investors Corp registered representative, Kevin F. Harrington. Upon information and belief, Mr. Harrington sold Freedom Investors Corp clients the Hennessey Financial Monthly Income Fund without his firm’s approval. The SEC has alleged that the Hennessey Fund never had any meaningful income and was using new […]