Soreide Law Group has filed a FINRA arbitration on behalf of their clients against, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MERRILL LYNCH) and JOHN KIRKLAND MOY (JOHN MOY or MOY), CRD# 848350. The Claimants, a retired couple from Florida in their late 70s and early 80s, have been married for over 50 years.  The […]

Soreide Law Group is currently investigating claims on behalf of clients whose brokers recommended a high concentration of BP Prudhoe Bay Royalty (BPT). Many of these investors were recommended by their brokers that they invest heavily in this oil stock. These investors watched as the price of crude oil plummeted along with their investments, and […]

Soreide Law Group recently filed a FINRA arbitration on behalf of their clients (Claimants) against: J.J.B. HILLIARD, W.L. LYONS, LLC (HILLIARD LYONS) The Claimants, a married and retired couple from Kentucky, both maintained their IRA accounts and one joint account with a HILLIARD LYONS registered representative. The Claimants were looking to maintain a conservative portfolio […]

Soreide Law Group recently filed a FINRA arbitration on behalf of their clients against EDWARD D. JONES & CO., and their registered representative, Kristopher Lee McKoin (CRD# 4071659). The Claimants, a married couple both in their 70s from Louisiana, were looking to maintain a conservative portfolio with a primary goal of preserving their capital and […]

Soreide Law Group recently filed a lawsuit on behalf of three clients against registered representative, DANIEL FAIN (CRD# 19616), and WELLS FARGO ADVISORS, LLC (WELLS FARGO). The Claimants, two of whom are in their 70s and retired, had placed all of their investment assets with WELLS FARGO to supplement their income through retirement.  Each of […]

Soreide Law Group recently filed a lawsuit on behalf of their clients against EDWARD D. JONES & CO. for failing to supervise broker, Kristopher Lee McKoin of Bastrop, Louisiana. The Claimants, a couple from Louisiana who are both in their 70’s, were looking to maintain a conservative portfolio with the primary goal being to preserve […]

The Soreide Law Group recently filed a FINRA arbitration on behalf of their client (Claimant) against FIRST DALLAS SECURITIES INCORPORATED and their registered representative, GARY M. BRADSHAW (CRD# 1389924). The Claimant, is a retired widow from Texas, whose husband passed away in 2008. The Claimant met FIRST DALLAS broker, BRADSHAW, through her now deceased mother […]

Soreide Law Group is investigating, on behalf of our clients, stock losses in Royale Energy Inc (ROYL) recommended by their brokers or financial advisors. ROYL 52-week range was: 0.06 - 1.30 Royale Energy Inc is listed as an independent oil and natural gas producer in the United States. It is involved in the production and […]

Soreide Law Group has been contacted by investors whose brokers recommended purchasing a high concentration of stock in the energy company, Houston American Energy Corp. (HUSA). Houston American Energy Corp. (HUSA)  52 week range: 0.15 - 0.43 Houston American Energy Corp., an independent energy company, acquires, explores for, develops, and produces natural gas, crude oil, […]