Customer Claim Against ProEquties And Bankers Life Broker KAPSOOL SEO Kapsool Seo (CRD#: 6414824, Indianapolis, Indiana) is a securities broker who worked at ProEquities, Inc. from December 22, 2014 to May 26, 2016. Currently, Seo is a Bankers Life Securities Inc. broker in Indianapolis, Indiana. Evidently, the Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that […]

Massachusetts state officials have charged Morgan Stanley with “dishonest and unethical conduct,” saying it ran high-pressure sales contests. These alleged contests in Massachusetts and Rhode Island focused on the sales of securities-based loans (SBLs).  Authorities said clients were allowed to borrow against the value of the securities in their investment accounts with their securities as […]