On September 26, 2013, the Securities and Exchange Commission (SEC) charged Delray Beach, Florida, businessman, Ronald Walblay, and his companies, RyHolland Fielder Inc. and Energy Securities Inc., with a $12 million investment fraud in five oil and gas offerings for misrepresenting such key facts such as the amount of available reserves, the use of investor […]

On September 26, 2013, the Securities and Exchange Commission (SEC) charged Delray Beach, Florida, businessman, Ronald Walblay, and his companies, RyHolland Fielder Inc. and Energy Securities Inc., with a $12 million investment fraud in five oil and gas offerings for misrepresenting such key facts such as the amount of available reserves, the use of investor […]

There was a FINRA arbitration filed against Raymond James Financial for alleged over-concentration into risky oil and gas Canadian Royalty Trust stocks. The case alleges that the investors, a retired man in his 60s, and his mother who is 90 years-old, had brokerage accounts with Raymond James Financial, Inc. Their financial advisor recommended that they […]

There was a FINRA arbitration filed against Raymond James Financial for alleged over-concentration into risky oil and gas Canadian Royalty Trust stocks. The case alleges that the investors, a retired man in his 60s, and his mother who is 90 years-old, had brokerage accounts with Raymond James Financial, Inc. Their financial advisor recommended that they […]